Tag: regulatory risk

The realm of regulatory compliance is intricate and dynamic, presenting a continuous challenge that is crucial to the operational strategies of financial institutions.

The 2024 1LoD Surveillance Benchmarking Survey & Report, featuring insights from over 30 leading global banks, has highlighted the pressing need for banks to update their call surveillance practices. Sponsored by Wordwatch, the report outlines the operational and financial risks associated with maintaining multiple legacy systems.

The landscape of Asset Management firms has long been fraught with challenges, particularly in the arena of investor onboarding and lifecycle management. This process,...

Synechron, Inc., a predominant global digital transformation consulting firm, focuses its expertise on the financial services and big technology sectors.

As crypto firms face a challenging winter season marked by an industry shakeup, regulators have launched rigorous investigations into companies' governance, risk management, and...

StatPro, a provider of portfolio analytics and asset pricing services, has purchased ODDO BHF’s regulatory risk services bureau.

Thomson Reuters has expanded its connected risk platform to include a commercialised risk management (RM) solution.