Tags Morgan Stanley

Tag: Morgan Stanley

Morgan Stanley hit with $35m fine for mass information exposure

The Securities and Exchange Commission (SEC) has revealed Morgan Stanley has agreed to pay a $35m fine for exposing the personal information of millions of customers.

5 US investment banks face $1bn in fines

Five US investment bank giants are reportedly faced with $1bn in fines for failing to monitor employees using unauthorised messaging apps.

CyberTech startup oak9 collects $8m in funding

oak9, a developer of infrastructure as code security software, has collected $8m in a funding round from Cisco Investments and Morgan Stanley’s Next Level Fund.

US SEC issues $5m penalty to Morgan Stanley for misleading clients

The US’ Securities and Exchange Commission (SEC) has issued a $5m penalty to Morgan Stanley Smith Barney after it providing misleading information to clients in its retail wrap fees programmes.

Invoca secures $56m in funding to support product development

Call tracking and conversation analytics platform Invoca has secured $56m in a new funding round.

Big banks reinvest in Symphony Communications through new $165m round

Venture capital-backed secure messaging app Symphony Communications has brought its total capital raised to more than $460m thanks to a new round led by Standard Chartered and MUFG Innovation Partners.

Morgan Stanley acquires Solium Capital in $900m deal

Solium Capital, a startup offering global equity administration, financial reporting and compliance, has been acquired by Morgan Stanley in a deal worth around $900m.

Samanage bags $30m in Series D from Morgan Stanley

Samanage, an employee management platform, has bagged $30m in its Series D round.

Visible Alpha lands investment from HSBC

Visible Alpha, a startup helping analysts and fund managers cope with regulatory changes, has landed further investment from HSBC.

Affirm nabs $100m credit facility from Morgan Stanley

Lending startup Affirm has secured a $100m credit line from Morgan Stanley as the San Francisco company looks to facilitate more point-of-sale financing.

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