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Morgan Stanley has incurred a hefty fine of £5.4m over instances of its traders discussing market transactions using WhatsApp on their private mobiles.
The Competition and Markets Authority (CMA) has issued provisional findings indicating potential collusion among five significant banks on the trading of UK government bonds.
The Securities and Exchange Commission (SEC) has revealed Morgan Stanley has agreed to pay a $35m fine for exposing the personal information of millions of customers.
The US’ Securities and Exchange Commission (SEC) has issued a $5m penalty to Morgan Stanley Smith Barney after it providing misleading information to clients in its retail wrap fees programmes.
Call tracking and conversation analytics platform Invoca has secured $56m in a new funding round.
Venture capital-backed secure messaging app Symphony Communications has brought its total capital raised to more than $460m thanks to a new round led by Standard Chartered and MUFG Innovation Partners.
Solium Capital, a startup offering global equity administration, financial reporting and compliance, has been acquired by Morgan Stanley in a deal worth around $900m.
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