Tags Morgan Stanley

Tag: Morgan Stanley

US SEC issues $5m penalty to Morgan Stanley for misleading clients

The US’ Securities and Exchange Commission (SEC) has issued a $5m penalty to Morgan Stanley Smith Barney after it providing misleading information to clients in its retail wrap fees programmes.

Invoca secures $56m in funding to support product development

Call tracking and conversation analytics platform Invoca has secured $56m in a new funding round.

Big banks reinvest in Symphony Communications through new $165m round

Venture capital-backed secure messaging app Symphony Communications has brought its total capital raised to more than $460m thanks to a new round led by Standard Chartered and MUFG Innovation Partners.

Morgan Stanley acquires Solium Capital in $900m deal

Solium Capital, a startup offering global equity administration, financial reporting and compliance, has been acquired by Morgan Stanley in a deal worth around $900m.

Samanage bags $30m in Series D from Morgan Stanley

Samanage, an employee management platform, has bagged $30m in its Series D round.

Visible Alpha lands investment from HSBC

Visible Alpha, a startup helping analysts and fund managers cope with regulatory changes, has landed further investment from HSBC.

Affirm nabs $100m credit facility from Morgan Stanley

Lending startup Affirm has secured a $100m credit line from Morgan Stanley as the San Francisco company looks to facilitate more point-of-sale financing.

Avant secures $255m and $392m deals for online loans

Online lender Avant is unveiling a $255m asset-backed securitisation deal with investment banks, as well as a renewal of its $392m warehouse facility deal
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