Tag: Morgan Stanley
Morgan Stanley faces £5.4m penalty for traders’ WhatsApp usage
Morgan Stanley has incurred a hefty fine of £5.4m over instances of its traders discussing market transactions using WhatsApp on their private mobiles.
CMA exposes potential anti-competitive activity in UK’s bond market by top-tier...
The Competition and Markets Authority (CMA) has issued provisional findings indicating potential collusion among five significant banks on the trading of UK government bonds.
Secure access tech dev Netskope scores $401m
Netskope, a secure access service edge (SASE) provider, has closed an oversubscribed investment round on $401m.
Morgan Stanley hit with $35m fine for mass information exposure
The Securities and Exchange Commission (SEC) has revealed Morgan Stanley has agreed to pay a $35m fine for exposing the personal information of millions of customers.
5 US investment banks face $1bn in fines
Five US investment bank giants are reportedly faced with $1bn in fines for failing to monitor employees using unauthorised messaging apps.
CyberTech startup oak9 collects $8m in funding
oak9, a developer of infrastructure as code security software, has collected $8m in a funding round from Cisco Investments and Morgan Stanley’s Next Level Fund.
US SEC issues $5m penalty to Morgan Stanley for misleading clients
The US’ Securities and Exchange Commission (SEC) has issued a $5m penalty to Morgan Stanley Smith Barney after it providing misleading information to clients in its retail wrap fees programmes.
Invoca secures $56m in funding to support product development
Call tracking and conversation analytics platform Invoca has secured $56m in a new funding round.
Big banks reinvest in Symphony Communications through new $165m round
Venture capital-backed secure messaging app Symphony Communications has brought its total capital raised to more than $460m thanks to a new round led by Standard Chartered and MUFG Innovation Partners.
Morgan Stanley acquires Solium Capital in $900m deal
Solium Capital, a startup offering global equity administration, financial reporting and compliance, has been acquired by Morgan Stanley in a deal worth around $900m.
