Tag: Markets in Financial Instruments Directive
PIMFA advocates for a refresh of the UK’s retail investment market
PIMFA, a significant voice in the WealthTech industry, is urging the UK Government to leverage a 'generational' opportunity to invigorate the UK retail investment market. This call to action comes six months after the introduction of the significant Edinburgh Reforms.
ESMA updates it Q&A on transparency issues under MiFID II and...
The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).
Regulations are taking resources away from Cybersecurity
Regulations are sapping resources and distracting financial institutions away from their cyber defences according to panellists at the Global RegTech Summit 2018.
Liberum using TeleWare’s tech for record keeping requirements
Liberum Capital is using TeleWare’s mobile communications recording technology to ensure teams across the bank are compliant with MiFID II.
Majority of firms are still not MiFID II compliant, is RegTech...
The majority of buy-side firms are still a way off from being MiFID II compliant; however, RegTech will be pivotal to the industry in the future.
