Tag: Market Abuse Regulation
FCA’s Market Watch 79 highlights data and algorithmic issues in surveillance
The Financial Conduct Authority (FCA) has reminded firms about the significance of data integrity and algorithmic governance in market abuse surveillance tools, as outlined...
Navigating the risks: The urgent need for effective MNPI management
In recent years, the management of Material Non-Public Information (MNPI) has emerged as a significant concern within the compliance sphere. Regulatory bodies in the...
FCA fine Citigroup Global Markets for MAR failing
The UK’s Financial Conduct Authority (FCA) has issued a fine to Citigroup Global Markets £12m for failing to properly implement the Market Abuse Regulation (MAR) trade surveillance requirements relating to the detection of market abuse.
Euronext snaps up InsiderLog for MAR compliance
Euronext has purchased a majority share of InsiderLog, a Stockholm-based RegTech company, to help the industry meet compliance requirements associated with the Market Abuse Regulation (MAR).
