Tag: financial penalties
AI emerges as the top threat for UK’s regulated firms in...
In the UK, the deployment of artificial intelligence (AI) is perceived as the principal threat for over half of the regulated firms this year.
Managing insider information: The crucial role of MAR in the digital...
The European Market Abuse Regulations (MAR) have been at the forefront of the financial regulatory landscape since July 2016. Despite its six-year presence, compliance with MAR regulations remains a consistent priority for regulators across Europe, including the UK. Regulatory enforcement continues to unveil that firms still grapple with adherence to rules governing the management of material nonpublic information (MNPI).
