Tag: Financial Conduct Association (FCA)
FCA fines LJ Financial Planning £107,200
The UK City watchdog has fined independent financial advice firm LJ Financial Planning (LJFP) for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.
FCA says it will learn from Covid-19 as it publishes annual...
The Financial Conduct Authority (FCA) has published its annual report, adding that it will learn from the lessons of dealing with the coronavirus pandemic.
FCA boss says more must be done to secure the fund...
The interim chief executive at the Financial Conduct Authority (FCA) wants to start a dialogue about how to protect the investment fund management industry in the coronavirus aftermath.
