Tags Federal securities laws

Tag: federal securities laws

https://fintech.global/2023/09/25/goldman-sachs-settles-6m-sec-penalty-for-incomplete-blue-sheet-submissions/
Companies

Goldman Sachs settles $6m SEC penalty for incomplete blue sheet submissions

Goldman Sachs & Co. has settled charges with the Securities and Exchange Commission (SEC) for neglecting to supply comprehensive and precise securities trading details, otherwise known as blue sheet data. The prominent financial institution has consented to a penalty of $6m to conclude the SEC's allegations.
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