Tag: European Securities and Markets Authority
EU regulatory updates to strengthen liquidity management in investment funds
The European Securities and Markets Authority (ESMA), a pivotal regulator and supervisor within the EU, has launched a public consultation on draft guidelines and technical standards pertaining to the revised Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings for Collective Investment in Transferable Securities (UCITS) Directive.
ESMA calls for new voices in European Capital Markets
The European Securities and Markets Authority (ESMA), the regulator and supervisor for the EU's financial markets, is currently on the lookout for new members to join its Securities Markets Stakeholder Group (SMSG).
ESAs declare war on greenwashing: How the EU is protecting financial...
In a recent post by Novatus Advisory, the company outlined the European Supervisory Authorities understanding on greenwashing.
ESMA provides guidance to supervisors for sustainability
The European Securities and Markets Authority (ESMA) has released a Supervisory Briefing, aimed at ensuring convergence across the EU in the supervision of investment funds with sustainability features.
ESMA updates its Q&A on the Prospectus Regulation
The European Securities and Markets Authority (ESMA) has updated its questions and answers on the Prospectus Regulation.
ESMA issues public consultation on supervisory fees for trade repositories
The European Securities and Markets Authority has issued a public consultation on the simplification of supervisory fees for trade repositories under EMIR and SFTR.
FCA responds to ESMA assessment of financial trade reporting post-Brexit
The European Securities and Markets Authority (ESMA) has launched a new assessment of British trading venues to see how well they can keep trading after Brexit. Now the Financial Conduct Authority (FCA) has issued a response.
ESMA takes more steps to curb impact of coronavirus
The European Securities and Markets Authority (ESMA) has issued a temporary requirement on net short positions in traded shares as it seek additional measures to secure financial market in COVID-19 pandemic.
ESMA offers advice on the back of COVID-19 outbreak
As the world takes more extreme measures to try and curb the COVID-19 outbreak, the European Securities and Markets Authority (ESMA) has issued recommended actions for financial markets.
ESMA’s new responsibilities for 2020
The European Securities and Markets Authority (ESMA) has revealed an increased focus on supervisory convergence in 2020.
