Tag: EU
Theta Lake: Helping compliance teams with KID validations for PRIIPs
Marc Gilman, general counsel and VP of compliance at Theta Lake has explored how firms can ease challenges for PRIIPs KID verifications.
European Commission releases list of 23 countries with weak AML/CTF processes
The European Commission has adopted a new list of 23 countries with weak anti-money laundering and terrorist financing regimes.
European Commission fines MasterCard €570m for antitrust breach
The European Commission has fined MasterCard €570m for breaching EU antitrust rules.
The European Banking Authority publishes final CRR guidelines
The European Banking Authority (EBA) has published its final guidelines around exposures associated with high risk under the Capital Requirements Regulation (CRR).
ESMA publishes advice to EU on ICOs
The European Securities and Markets Authority (ESMA) has released its advice to the European Union Institutions on initial coin offerings.
European Supervisory Authorities compiles analysis of sandboxes and innovation hubs
The European Supervisory Authorities (ESAs) has published a joint report on regulatory sandboxes and innovation hubs.
EU adopts new transparency rules on securities financing
The European Commission has adopted new measures under the Securities Financing Transactions Regulation (SFTR), with the aim of increasing the transparency of securities financing markets.
EU make provisional agreement on cybersecurity standard
A number of measures to improve the cybersecurity efforts across the EU have been provisionally agreed by MEPs and member states.
EU council proposes measures to lower risks in banking sector
The banking union council has endorsed a number of new measures to help reduce risk in the EU banking sector.
RIMES launches new software for BMR compliance
Data management company RIMES Technologies has launched a new service to help banks, asset managers and insurers with meeting the EU’s Benchmarks Regulation (BMR).
