Tag: ESMA
ESMA downgrades sanctions against four Scandinavian banks after appeals to the...
The European Securities and Markets Authority (ESMA) has amended its enforcement of Nordea Bank, Svenska Handelsbanken, SEB and Swedbank following a decision by the Board of Appeal of the European Supervisory Authorities (BoA).
ESMA fines Regist-TR €56,000 for failing to adhere to the European...
The European Securities and Markets Authority (ESMA) claimed Regis-TR didn't live up to the legislation regarding over-the-counter derivatives and slamed it with a €56,000 fine
European Supervisory Authorities calls for improved clarity on cross-border activities
The Joint Committee of the European Supervisory Authorities (ESAs) calls for more clarity on activities carried out through digital means, in new report.
ESMA releases preliminary findings on withholding tax reclaim schemes
The European Securities and Markets Authority (ESMA) has released a report outlining its preliminary findings on multiple withholding tax (WHT) reclaim schemes.
ESMA publishes new questionnaire to find short-term pressures in financial sector
The European Securities and Markets Authority (ESMA) has published a new questionnaire to identify short-term pressures within the financial sector.
ESMA supports MiFID II with updated results of annual calculations for...
The European Securities and Markets Authority (ESMA) has released the updated results of the annual transparency calculations for equity and equity-like instruments.
ESMA updates Q&A for MiFID II and MiFIR
The European Securities and Markets Authority (ESMA) has updated its questions and answers on the implementation of investor protection topics under MiFID II and MiFIR.
The EU supervisory authorities launch consultation on reporting technical standards
The three European Supervisory Authorities have launched a consultation on draft Implementing Technical Standards (ITSs).
ESMA has published new quarterly liquidity assessment for bonds
The European Securities and Markets Authority (ESMA) has made new data around bonds available through its data register to support MiFID II and MiFIR compliance.
ESMA delays the release of systematic internaliser regime data which will...
The European Securities and Markets Authority (ESMA) has delayed the release of the systematic internaliser (SI) regime data for equity, equity-like instruments and bonds.