Tag: ESMA
ESMA issues new guidelines for stress testing and reporting about money...
The European Securities and Markets Authority (ESMA) has published new guidelines on stress testing and reporting on money market funds to national competent authorities.
French financial watchdog set to approve ICO-related companies under new rules
France’s Financial Markets Authority’s new rules are coming into force in late July and a bunch of cryptocurrency-related businesses are already in talks for approval.
ESMA launches public consultation on new UCITS fees guidelines
The European Securities and Markets Authority (ESMA) is asking the public to chip in about how the guidelines regarding undertakings for collective investments in transferable securities (UCITS) should look like.
ESMA downgrades sanctions against four Scandinavian banks after appeals to the...
The European Securities and Markets Authority (ESMA) has amended its enforcement of Nordea Bank, Svenska Handelsbanken, SEB and Swedbank following a decision by the Board of Appeal of the European Supervisory Authorities (BoA).
ESMA fines Regist-TR €56,000 for failing to adhere to the European...
The European Securities and Markets Authority (ESMA) claimed Regis-TR didn't live up to the legislation regarding over-the-counter derivatives and slamed it with a €56,000 fine
European Supervisory Authorities calls for improved clarity on cross-border activities
The Joint Committee of the European Supervisory Authorities (ESAs) calls for more clarity on activities carried out through digital means, in new report.
ESMA releases preliminary findings on withholding tax reclaim schemes
The European Securities and Markets Authority (ESMA) has released a report outlining its preliminary findings on multiple withholding tax (WHT) reclaim schemes.
ESMA publishes new questionnaire to find short-term pressures in financial sector
The European Securities and Markets Authority (ESMA) has published a new questionnaire to identify short-term pressures within the financial sector.
ESMA supports MiFID II with updated results of annual calculations for...
The European Securities and Markets Authority (ESMA) has released the updated results of the annual transparency calculations for equity and equity-like instruments.
ESMA updates Q&A for MiFID II and MiFIR
The European Securities and Markets Authority (ESMA) has updated its questions and answers on the implementation of investor protection topics under MiFID II and MiFIR.
