Tag: EMIR
SEC offers EU traders clearer path to register in the US
The US's top financial markets watchdog has issued a new policy statement outlining how European traders can become authorised to operate stateside.
FCA updates its handbook for a post-Brexit UK market
The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.
ESMA highlights changes needed for credit ratings compliance
The European Securities and Markets Authority (ESMA) has recommended a number of improvements to be made to credit ratings including a boost in transparency.
ESMA offers three pieces of advice to European Commission on EMIR
The European Securities and Markets Authority (ESMA) has advised the European Commission how to assess comparable compliance of third-country central counterparties (TC-CCPs).
Ascent adds EMIR compliance support to its product portfolio
Compliance automation platform Ascent has released its European Market Infrastructure Regulation (EMIR) service to its platform.
ESMA fines Regist-TR €56,000 for failing to adhere to the European...
The European Securities and Markets Authority (ESMA) claimed Regis-TR didn't live up to the legislation regarding over-the-counter derivatives and slamed it with a €56,000 fine
Cappitech launches new insights tool for reporting processes
Regulatory reporting platform Cappitech has released its insights tool for peer review regulatory analysis.
AxiomSL expands presence in Germany with SKS
AxiomSL, a provider of regulatory reporting and risk management solutions, has bolstered its presence in Germany by partnering with SKS Unternehmensberatung.
Pega to use AI to personalise customer onboarding process
Pegasystems has introduced new artificial intelligence (AI) capabilities in the latest version of for its KYC and client lifecycle management applications.
SS&C buys DST Systems in $5.4bn deal
SS&C Technologies, a provider of financial services software and software-enabled services, has agreed to buy DST Systems in a $5.4bn deal.
