Tags Due diligence

Tag: due diligence

Moody’s Analytics Shares Key Steps for Enhanced PEPs Screening

In September 2023, the Financial Conduct Authority (FCA) provided fresh guidance about how to treat Politically Exposed Persons (PEPs). In response to this, businesses under regulation might find it beneficial to revisit their existing PEPs screening systems. This not only ensures alignment with the new directive but also makes certain that the screening process remains both effective and efficient.

Managing third-party risks: A comprehensive guide for financial institutions

Flagright recently detailed how financial industry companies can manage third-party risks in compliance solutions.

Steering third-party risks in banking: Final guidance by regulatory agencies explained

Final guidelines aimed at bolstering third-party risk management in banking organisations have been issued by a cohort of federal bank regulatory agencies.

Forbes 30 under 30 led RegTech startup Naq raises $1.5m seed

RegTech startup Naq, an automated data compliance and due diligence platform, has secured $1.5m in its seed funding round.
The hallmarks of a strong customer risk assessment process

The hallmarks of a strong customer risk assessment process

Customer risk assessments are a vital part of AML and KYC processes. Flagright, an all-in-one AML compliance system, has outlined the best practices of an assessment process.

Can Google search strings ease adverse media screening

Adverse media is becoming increasingly important to compliance processes. With so much to check, Sigma Ratings has posed the question of whether Google search strings can make things easier.

HyperComply raises $6.4m for due diligence service

 HyperComply, which automates security reviews and accelerates due diligence, has closed its seed round on $6.4m.

KYC dev Fenergo acquires Sentinels to boost due diligence capabilities

 KYC and client lifecycle management (CLM) solution developer Fenergo has acquired Sentinels, which builds AI-powered AML and transaction monitoring platform. The size of the acquisition...

Due diligence service Intelligo scores $22m investment from its customer

Intelligo, an AI-powered background risk intelligence platform for investment due diligence, has collected $22m in growth funding.

Why financial institutions may need tools to understand Portuguese for due...

To ensure financial institutions understand the risks of doing businesses around the world, having a due diligence and adverse media screening tool that understands Portuguese is vital.

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