Tag: Confluence
How companies can formulate the best ESG strategy
In a time where ESG is on the rise, many companies are still plagued by the lack of concrete ESG-focused regulation in their sectors.
How to navigate the SEC Marketing Rule
In 2021, the SEC’s Marketing Rule came into law, which expanded the definition of what is classified as advertising. How can companies navigate it?
3rd annual CyberTech100 lists companies best protecting financial institutions
The third annual CyberTech100 has been revealed, detailing the must-know names in the industry.
The role of SEC Rule 22e-4 in meeting compliance and liquidity...
Unpredictable circumstances can cause the liquidity of traded financial instruments to almost disappear. In the US, the role of the SEC’s Rule 22e-4 could be helping prevent such cases.
TA Associates buys regulatory reporting provider Confluence
TA Associates has purchased Confluence, a provider of regulatory, investor communications and performance reporting.
Confluence expects RegTech to make the way for DataTech in 2018
Confluence, a provider of investment data management automation for regulatory, financial and investor reporting, predicts RegTech will make the way for DataTech.
