Tags Compliance management

Tag: compliance management

Why compliance teams need to bring automation across deal flow

Regulatory compliance tech vendor eflow Global is working with Portfolio Bi, a developer of investment management software and services, to help managers meet regulator and investor requirements.

Theta Lake boosts compliance, security coverage with Microsoft Teams certification

Collaboration security and compliance company Theta Lake has received compliance recording certification from Microsoft Teams.

MCO works with Governor Software to boost compliance

MCO (MyComplianceOffice) has formed a strategic partnership with Governor Software to help companies better track compliance requirements.

OpsCompass collects $6.78m in its Series A round

Multi-cloud governance and compliance company OpsCompass has collected $6.78m in its Series A funding round which was led by Elsewhere Partners.

North American RegTech companies have captured just under two thirds of...

Globally RegTech companies have raised $17.4bn across 784 transactions since 2015, with companies in North America and Asia capturing over 80% of global funding...

SteelEye bags $10m in its Series A led by Eight Roads

Compliance and data analytics company SteelEye has secured $10m in its series A round which was led by Eight Roads.

Corlytics said to be closing in on €10m investment

Regulatory risk intelligence platform Corlytics is reportedly expecting to close a €10m investment by the end of the first quarter.

Red Deer teams up with Cappitech to improve MiFID II compliance

Research platform Red Deer has teamed up with Cappitech, a regulatory reporting and intelligence solution for financial services, has formed a partnership to improve MiFID II and MAR compliance.

Ascent adds a top 50 bank to its client base

Compliance automation platform Ascent has added a new unnamed Global Top 50 bank to its client base to help them keep up with regulations such as the Senior Managers and Certification Regime (SM&CR) and the Banking Executive Accountability Regime (BEAR).

Ascent looks back on 2019 and predicts what’s in store for...

It has been a big year for RegTech, with $6.5bn being invested in just the opening three quarters. With the year coming to an end, it begs the question of, what is next for the sector?

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