Tag: Compliance 2023
Navigating the minefield of personal accountability in the digital era
In the rapidly evolving FinTech space, executive-level individuals across various organisations are finding themselves under the microscope. Theta Lake's Susannah Hammond recently explored the current minefield of accountability.
Fenergo unveils real-time KYC & Transaction Compliance solution
Fenergo, globally recognised for its cutting-edge client lifecycle management (CLM) solutions, has taken a significant step forward by launching its latest product, KYC & Transaction Compliance.
The indispensable role of threat and risk analysis
Facing the interconnected and complex financial ecosystems of today, financial institutions are grappling with regulatory compliance and financial crime prevention.
Emerging technologies have opened new...
BlackRock veteran Patrick Olson takes the reins as ACA CEO
ACA Group, a governance, risk, and compliance (GRC) firm within financial services, has announced the appointment of Patrick Olson as CEO.
Navigating the risk and reward of Generative AI in financial services
An area of focus in the tech industry recently has been ChatGPT. A form of Gen AI, the product has sent shockwaves across industries.
How AI is bolstering compliance in financial content creation
Compliance with stringent regulations poses a significant challenge in the FinTech landscape. Saifr has rolled out innovative capabilities to aid in the efficient creation of compliant content.
Surging large fines for organisations signal regulators’ changing approach
A recent report from Moody's Analytics Grid has shed light on the changing landscape of regulatory fines across the globe, showing a dramatic increase in large fines for organisations in the past year.
