Tag: Chief Compliance Officer
Sequant hires regulatory framework writer as CCO
Sequant Capital, the FCA-regulated cryptocurrency broker, has hired Erik Wilgenhof Plante as its new chief compliance officer.
RegTech can help but there needs to be an ‘all-encompassing package’...
RegTech can provide solutions to the financial services industry but the current market lacks an ‘all-encompassing package’ according to John Mahony, Chief Compliance Officer...
