Tag: CFTC
SEC and CFTC sign enhanced MoU on information exchange
The US Securities and Exchange Commission (SEC) has signed an enhanced memorandum of understanding concerning consultation and cooperation and the exchange of information with the US Commodity Futures Trading Commission (CFTC).
Ascent RegTech reveals new regulators pack to support compliance with more...
Compliance automation platform Ascent RegTech has revealed a new Federal regulators pack which supports compliance requirements of a number of legislations.
iComply adds former Senior Official of the CFTC to advisory board
iComply Investor Services has appointed Jeffman Badman, a former senior official of the CFTC, to its advisory board.
UK and US regulators collaborate on FinTech innovation
The Financial Conduct Authority (FCA) has signed a collaborative arrangement to support FinTech innovation with the US Commodity Futures Trading Commission (CFTC).
