Tag: best execution
WealthArc: Streamlining FIDLEG Compliance for FinTech Firms
WealthArc, a major player in the WealthTech industry, has recently highlighted key components of the Financial Services Act (FinSA) or FIDLEG compliance and how its platform aids companies to meet the Swiss Financial Market Supervisory Authority's (FINMA) expectations.
SEB partners with Itiviti and ULLINK for MiFID II compliance
Nordic financial services group SEB has partnered with Itiviti and ULLINK to simplify management of client RFQ workflows and ensures regulatory compliance.