MiFID II

MiFID II

FCA updates its handbook for a post-Brexit UK market

The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.

SteelEye picked by Schroders to aid MiFIR compliance

Compliance technology developer SteelEye has been picked by Schroders to help with MiFIR transaction reporting.

ESMA calls for evidence on review of equity legislation

The EU’s securities markets regulator has published a call for evidence for an upcoming review for two pieces of regulation.

ESMA advises European Commission about key areas to consider when changing alternative investment rules

The EU's Alternative Investment Fund Managers Directive (AIFMD) is up for review and the European Securities and Markets Authority (ESMA) has now issued an open letter about the key areas that may need some attention.

How Muinmos makes it easier for businesses to stay abreast of MiFID II

Having already established itself as a leader in automated regulatory compliance, Muinmos has now taken additional steps to make it easier for businesses to meet regulatory demands.

Liopa secures £40m funding package from the UK government

Northern Ireland-based Liopa, which offers automated lip reading technology, has been awarded a £40m package from the UK government. The grant has been given to...

Bank of Ireland fined €1.66m for cyber breach and failure to notify the central...

The Bank of Ireland has been fined €1.66m ($1.95m) by the Central Bank of Ireland for misleading the central bank about a security breach back in 2014.

SteelEye to support Ardent Financial with compliance

Compliance technology and data analytics platform SteelEye has been chosen by securities dealer Ardent Financial to support its MiFID II and MAR compliance.

Meeting regulatory reporting obligations with ease – KYC Portal

Financial safety is the first benefit of regulatory compliance and ensuring a real-time view of the current status in compliance, can help firms improve reporting capabilities, a new blog from KYC Portal claims.

ESMA updates it Q&A on transparency issues under MiFID II and MiFIR

The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

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