Tag: RegTech

The SEC has always been at the forefront of regulating firms, ensuring they maintain good marketing practices. Its risk alerts play an instrumental role, offering firms the much-needed guidance to prepare for impending examinations.

Alessa recently took the time to provide a full guide to suspicious activity reports and anti-money laundering measures.

In a recent post by Novatus Global, the company took a deeper look into the European Commission's SFDR reforms. 

A recent post by Alessa has detailed what the Office of Foreign Assets Control Specially Designated Nationals and Blocked Persons List is.

In a recent post by Fenergo, the company outlined how FI's are able to safeguard integrity with a three-step risk-based method. 

DWS Investment Management Americas has been charged by the SEC in two separate enforcement actions, leading to a settlement of $25m.

The CFPB has unveiled ambitious amendments to the FCRA that would redefine the rules for data brokers, furnishers, and end users.

Amlyze, a firm known for its anti-financial crime tools, has recently been chosen by Kreda, a major united central credit union in Lithuania.

Greenomy is setting a new precedent by partnering with Microsoft to offer ESG Data and RegTech solutions to both corporates and financial services institutions.

The EPI, a bank-backed venture established to counter giants like Mastercard in Europe, named its digital wallet solution as 'wero'.