Tag: Ares Management.
Ares Management to pay $1m for allegedly breaking rules about misuse...
Los Angeles-based private equity firm Ares Management has been forced by the Securities and Exchange Commission (SEC) pay $1m to settle charges that it failed to implement and enforce policies and procedures reasonably designed to prevent the misuse of material nonpublic information.
LightPoint raises Series A from Citco and Ares
LightPoint Financial Technology, a trading and risk platform, has closed its Series A on an undisclosed amount.
