Tags U.S. Securities and Exchange Commission

Tag: U.S. Securities and Exchange Commission

Communications Monitoring

Theta Lake unveils 17a-4 compliant archiving tool for collaboration platforms

Theta Lake, the RegTech company, has announced the industry’s first free SEC Rule 17a-4 compliant archive designed for collaboration platforms such as RingCentral, Microsoft...
© Copyright © 2021 RegTech Analyst. All rights reserved.

Download the FREE RegTech100 report

FREE

Download the RegTech100 report for 2022 with details on each solution

Essential training, knowledge and forward-thinking in RegTech

Enroll today and get 20% OFF the Professional RegTech Certificate

50,000+ RegTech leaders get exclusive industry stories delivered every week