Tag: Theta Lake
The SEC and CFTC crack down: Record-keeping fines soar beyond $2.5bn
Theta Lake recently provided a deeper look into the high level of fines that are being aimed at financial institutions.
How will the introduction of Consumer Duty change RegTech?
After over a year since it was announced, the Consumer Duty legislation finally came into effect in the UK this week. How will it impact the RegTech space?
What is Theta Lake’s role in the new market of digital...
Theta Lake recently took the opportunity to explain to its readers and customers more about digital communications governance and its role in it.
Harnessing AI for compliant communication ahead of FCA’s Consumer Duty
The UK's Financial Conduct Authority (FCA) recently released a ten-point checklist for companies in anticipation of the new Consumer Duty regulation set to be enforced on July 31, 2023. This regulation marks a pivotal shift in the regulatory landscape, impacting both new and existing services and products available for sale or renewal.
Zoom, Theta Lake boost partnership with advanced security-focused integration
Since 2018, Theta Lake, has formed a strong partnership with Zoom, one of the world's leading video conferencing platforms.
The big data challenge: How SupTech is transforming regulatory expectations
The global regulatory landscape is increasingly demanding comprehensive record keeping strategies from firms. This focus is escalating as both regulators and firms are investing...
Navigating the minefield of personal accountability in the digital era
In the rapidly evolving FinTech space, executive-level individuals across various organisations are finding themselves under the microscope. Theta Lake's Susannah Hammond recently explored the current minefield of accountability.
Communications compliance in 2023: the challenges and the possibilities
In a time where more and more transactions and general interactions are taking place digitally, the importance of ensuring compliance in communications has risen...
Navigating the risk and reward of Generative AI in financial services
An area of focus in the tech industry recently has been ChatGPT. A form of Gen AI, the product has sent shockwaves across industries.
Theta Lake integrates with Asana to streamline workflows
Theta Lake now supports Asana to help joint customers streamline their workflows and manage tasks more effectively.