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Revolutionising AML strategies with NAICS codes
Evaluating the business line of potential clients is a key part of Know Your Customer (KYC) procedures in commercial relationships. However, analysts often spend substantial time utilising search engines and other manual processes to establish a client's Line of Business. This allows them to assess the risk involved in onboarding records or transactions.
FCA slaps Sigma Broking with £531k fine
The Financial Conduct Authority has fined Sigma Broking £531,000 for failing to report crucial reports regarding market abuse.
Banks must boost gender diversity to reduce financial crimes and fraud
From board members to regulators, women are still largely underrepresented at all levels in the global financial system. But improving the ratio can reduce the chances of financial crime in a firm, according to Sigma founder Gabrielle Haddad.
It’s time to rethink risk management – Sigma Ratings
As the number of money laundering and financial crime cases keep growing, Sigma Ratings argues that it is time for financial services firms to rethink risk management.
RegTech100 company Sigma Ratings launches new Risk API
RegTech100 company Sigma Ratings has released a new Risk API tool which offers improved and quicker workflows.