Tags SEC

Tag: SEC

Ascent RegTech reveals new regulators pack to support compliance with more...

Compliance automation platform Ascent RegTech has revealed a new Federal regulators pack which supports compliance requirements of a number of legislations.

US regulator FINRA launches new office monitoring issues from fintech innovation

US regulatory body FINRA has launched an Office of Financial Innovation focused on issues around new uses of fintech by businesses.

FCA, SEC sign MoUs to reaffirm cooperation after Brexit

The UK’s Financial Conduct Authority (FCA) and US Securities and Exchange Commission (SEC) have signed two memoranda of understandings (MoU) to reaffirm cooperation following Brexit.

SEC postpones decision on Bitcoin ETF

The US Securities and Exchange Commission has postponed its decision on whether it will approve or disapprove Bitcoin exchange-traded fund (ETF) SolidX Bitcoin.

SEC charges LendingClub and former execs $4m for fraud

Online investing platform LendingClub Asset Management (LCA) and its former president Renaud Laplanche has been charged with fraud by the US SEC.

Banking automation platform UiPath reels in $225m

UiPath, a robotic process automation software developer, has raised $225m in its Series C, valuing the company at $3bn.

SEC charges $21m ICO over fraudulent claims

Titanium Blockchain Infrastructure Services (TBIS) has become the latest ICO project to be charged with fraud by the SEC.

CSX looks to create first SEC-registered blockchain-based securities exchange

CryptoSecurities Exchange (CSX) is set to be world’s fully transparent, code-regulated, blockchain-based securities exchange registered with the SEC.

UiPath collects $153m in Series B funding round

Robotic process automation software company UiPath has collected $153m in its Series B led by Accel.

UiPath lands $120m for robotic process automation

UiPath, a robotic process automation developer, has reportedly closed a $120m investment, at a valuation of over $1bn.

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