Tag: JPMorgan
JPMorgan faces $4m SEC fine over accidental deletion of vital emails
JPMorgan Chase, has been hit with a $4m fine from the Securities and Exchange Commission (SEC) for the inadvertent deletion of 47 million emails.
The five biggest compliance failure fines of 2021
As another challenging year comes to an end, the task for organisations to remain compliant in new working environments is still ongoing. Despite firm efforts by many to avoid penalties, some institutions were unable to duck fines last year. Here are the top five compliance failure fines from the year of 2021.
SEC punishes JPMorgan for recordkeeping failures with $125m fine
The Securities and Exchange Commission (SEC) has fined JPMorgan $125m due to ‘widespread and longstanding failures’ by the bank to maintain and preserve written communications.
Cybersecurity company Enso Security closes its seed round on $6m
Enso Security, which builds application security posture management, has closed its seed round on $6m.
JPMorgan will block any FinTech not following its new cybersecurity rules...
FinTech companies have until the summer to get on board with JPMorgan’s new data access agreement or risk being cut off from accessing the investment bank’s data.
RegTech 100 company Cloud9 raises $14m in Series B
RegTech 100 company Cloud9 Technologies, a financial communications provider, has raised $14m in its Series B investment round.