Tags European Securities and Markets Authority (ESMA)

Tag: European Securities and Markets Authority (ESMA)

ESMA warns that Brexit and the US-China trade war are still...

Massive geopolitical events continue to stir up a lot of financial market volatility, according to the EU’s leading financial markets watchdog.

ESMA has offered clarification about MiFID II

The European Securities and Markets Authority (ESMA) has clarified how investors should be protected under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR).

Is this the startup you need for your call monitoring compliance...

Lawmakers have hurled a smattering of new regulations against the financial industry over the last decade, forcing them to up their reporting efforts or risk facing fines and other sanctions.

Could Brexit mean one of the EU’s most complicated laws may...

The revised Markets in Financial Instruments Directive (MiFID II) could be updated after Brexit. So what would MiFID III entail?

Should individuals be banned from acting as central counterparties?

European Securities and Markets Authority (ESMA) has looked into whether or not individuals should be allowed to act at central counterparties (CCP).

US regulator SEC extends MiFID II relief period for three years

Assist market participants in the US can breathe a little easier after the top securities regulator extended the period they have to comply with the EU’s financial instruments law.

ESMA is asking people in the industry for what they think...

The EU’s top markets authority is looking for input from the financial industry about changes to one of its trickier pieces of legislation.

ESMA and the FCA respond to yet another Brexit delay

Brexit has been delayed again, with the EU granting the UK another three-month extension to sort out its divorce from the other member states.

ESMA is looking for data experts to join its new data...

The European Securities and Markets Authority (ESMA) is looking for experts to help it advice on new policies.

ESMA unveils list of liquidity bond assessments for the Q2

The European Securities and Markets Authority (ESMA) has published new data bonds subject to the pre- and post-trade requirements of MiFID II and MiFIR.

Download the FREE RegTech100 report

FREE

Download the RegTech100 report for 2023 with details on each solution

Essential training, knowledge and forward-thinking in RegTech

Enroll today and get 20% OFF the Professional RegTech Certificate

50,000+ RegTech leaders get exclusive industry stories delivered every week