Tags European Securities and Markets Authority (ESMA)

Tag: European Securities and Markets Authority (ESMA)

ESMA publishes paper setting out plans to change MiFID II reporting...

The European Security and Markets Authority (ESMA) has invited firms to comment on its consultation paper seeking to make reporting requirements changes under MiFID II.

ESMA considers financial sustainability and stability issues in 2022 agenda launch

The European Securities and Markets Authority (ESMA) has published in 2022 Annual Work Programme to set out what it intends to work on over the next 12 months.

ESMA slaps €408,000 penalty on derivatives firm due to EMIR data...

The European Securities and Markets Authority (ESMA) has fined DTCC Derivatives Repository for seven breaches of the European Market Infrastructure Regulation (EMIR).

ESMA releases final MiFID II and MIFIR market data obligations report

The European Securities and Market Authority (ESMA) has published its final report on MiFID II and MiFIR obligations concerning market data.

ESMA fines Moody’s €3.7m for failing to disclose conflicts of interests

The European Securities and Markets Authority (ESMA) fined credit ratings firm Moody’s €3.7m for breaching rules including the failure to disclose conflicts of interests.

EU regulator cautions retail investors following the GameStop chaos

The EU's financial markets regulator has urged retail investors to be cautious following the GameStop chaos.

Muinmos welcomes ESMA’s new powers

Last week the EU's securities market regulator announced that it had begun to use its convergence powers, which has now been welcomed by RegTech Muinmos.

ESMA criticises German regulators on how they supervised Wirecard

German regulators didn't do enough when they supervised the collapsed FinTech giant Wirecard, the EU’s securities markets regulator reports.

What are the biggest mistakes RegTech companies can make?

The RegTech industry has proven resilient throughout the Covid-19 crisis, but vendors better avoid making big mistakes to ensure their future success.

ESMA postpones changes to EMIR until March 2021 because of Brexit

The EU’s securities markets regulator has postponed the applicability date of the updated European Markets Infrastructure Regulation (EMIR) validation rules to March 8, 2021.
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