Tag: conduct risk
Regulatory oversight in the crypto realm: A deep dive into communication...
As crypto firms face a challenging winter season marked by an industry shakeup, regulators have launched rigorous investigations into companies' governance, risk management, and...
MyComplianceOffice acquires fellow RegTech Schwab Compliance Technologies
Conduct risk and compliance risk technology developer MCO (MyComplianceOffice) has acquired Schwab Compliance Technologies to support its expansion effort within in the RegTech space.
Financial institutions need to put conduct risk on same priority level...
KYC and AML have received a lot of RegTech focus, but conduct risk needs to receive more attention, according to Dilip Mohapatra, founder at Cognitive View.
Corlytics & Digital Reasoning partner to boost conduct risk detection
Corlytics and Digital Reasoning are set to collaborate on an integrated regulatory intelligence and surveillance offering.
