Tag: FCA
A closer look at EMIR Refit and LEI reporting obligations for...
From the 24th April 2024, the financial markets will experience a significant shift with the application of the revised EMIR Refit (regulatory fitness and performance programme) rules, an integral component of the European Commission's “Better Regulation” agenda.
Beyond finance: How compliance is expanding to combat workplace misconduct
In the financial sector, the spotlight has recently intensified on non-financial misconduct, spurred by the Financial Conduct Authority's (FCA) focused initiatives and investigations into issues like sexism, bullying, and discrimination.
5 reasons why asset managers must embrace FCC automation
In an era where digital transformation is paramount, asset managers are recognising the indispensable role of automating Anti-Money Laundering (AML) processes.
FCA highlights need for enhanced competition in wholesale data markets
The FCA has unveiled the outcomes of its in-depth study into the wholesale data market, focusing on the sectors of credit ratings data, benchmarks, and market data vendor services.
FCA commits to quicker enforcement to boost deterrence and transparency
The Financial Conduct Authority (FCA) has recently announced a commitment to expedite its enforcement procedures.
FCA launches inquiry into financial advisers’ ongoing services
The Financial Conduct Authority (FCA) has initiated a comprehensive survey involving 20 of the largest financial adviser firms.
FSB calls for bold steps to preserve cash accessibility
The Federation of Small Businesses (FSB) has recently voiced its opinion on the Financial Conduct Authority (FCA)'s current proposals aimed at ensuring the availability...
docStribute secures £820k, pioneering future of financial services communication
docStribute, a trailblazing RegTech firm based in London, has successfully completed a pre-Series A funding round.
Understanding the UK’s Sustainability Disclosure Requirements for 2024
The UK is gearing up to introduce the Sustainability Disclosure Requirements (SDR) in 2024, marking a significant shift in the Environmental, Social, and Governance...
Navigating the risks: The urgent need for effective MNPI management
In recent years, the management of Material Non-Public Information (MNPI) has emerged as a significant concern within the compliance sphere. Regulatory bodies in the...
