Tag: Dodd-Frank Act
Navigating the compliance maze: A guide to the CFPB’s Section 1071...
Navigating the complexities of the Consumer Financial Protection Bureau's (CFPB) Section 1071 rule is crucial for financial institutions across the United States.
In an enlightening...
11 women changing the US RegTech industry you need to know...
The US is spearheading the RegTech revolution. So why not find out more about the women leading the charge?
Is this the startup you need for your call monitoring compliance...
Lawmakers have hurled a smattering of new regulations against the financial industry over the last decade, forcing them to up their reporting efforts or risk facing fines and other sanctions.
CFTC changes financial trade rules to ensure the market keeps evolving...
The financial crisis pushed the US congress to introduce the Dodd-Frank Act to avoid a similar collapse in the future. Now the Commodity Futures Trading Commission (CFTC) has taken another step towards ensuring the evolution of derivatives and swap execution facilities (SEF).
