Investment Platforms

EU regulator cautions retail investors following the GameStop chaos

The EU's financial markets regulator has urged retail investors to be cautious following the GameStop chaos.

Robinhood CEO apologises for “unacceptable” shortcomings during the GameStop chaos

The boss of Robinhood has apologised in front of a congressional hearing for the stock-trading app's behaviour amidst the GameStop chaos.

What do these 36 FinTech rounds raised in the last week reveal about the...

WealthTech and cybersecurity enterprises were among the FinTech businesses that closed investment rounds in the last seven days.

FCA fines experienced trader for market abuse £100,000

An experienced trader at Fenician Capital Management has been slammed with a £100,000 fine and prohibited from working in any regulated activity after allegedly engaging in market abuse.

The UK to introduce new regulator to supervise investment firms in 2022 and wants...

The UK will introduce a new regulator to supervise investment firms in 2022 and the top City watchdog now wants to hear from market stakeholders.

FCA fines LJ Financial Planning £107,200

The UK City watchdog has fined independent financial advice firm LJ Financial Planning (LJFP) for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.

RepRisk teams up with Apex to better gauge ESG risks

ESG data science firm RepRisk has inked a partnership with the Apex Group, a global financial services provider.

CMA blocks FNZ and GBST merger because of antitrust concerns

The UK's markets watchdog has halted the merger between investment platforms FNZ and GBST because of competition concerns.

30 FinTech rounds from last week you cannot afford to miss

What do the 30 FinTech funding rounds from last week tell us about the state of the industry?

How the 34 FinTech rounds raised last week show where the InsurTech and cybersecurity...

Last week proved to be good week in terms of FinTech investment, with the rounds revealing the state of CyberTech and InsurTech.

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